The First Line of Defense:                      How Financial Advisors Can Help Protect Their Clients From Financial Exploitation

January 18, 2024

 

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This exclusive program helps advisors and their clients identify and address potential vulnerabilities to financial exploitation. Leveraging the extensive resources built by Dr. Peter Lichtenburg, PhD, and the Institute of Gerontology (Wayne State University) over the past 17 years, the program educates advisors and provides tools to identify at-risk clients.

 

Sponsored by Janus Henderson Investors

Janus Henderson logo in transparent PNG and vectorized SVG formats

Matt Sommer, PhD, CFP®, CFA®
Head of Specialist Consulting Group, Janus Henderson

 

 

Cost: Complimentary

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One CE credit will be awarded for each webinar attended. Pending approval, the following entities have accepted it for CE credit:

Investments & Wealth Institute®

1 CE credit hour for CIMA®, CPWA®, and RMA® certifications.

1 CFP CE (Pending)
Audit-proof, Premier CE
Uploaded to your certification record(s) within 2 weeks



After registering on this website, you will receive an email that will confirm your registration. This confirmation email will also contain your Zoom webinar registration link. The Zoom link will be the same for each Thrive Webinar. Please additionally register with Zoom to secure your spot in the webinars. Please monitor your inbox and spam folders for this communication and contact education@i-w.org if you have any questions. We highly recommend that you test the Zoom platform on your device the day before the event to ensure your participation.

If you miss the live event, or just want to watch it again, you can access a recording. Instructions for accessing the recording will be emailed within two weeks of each event, and it will be available for viewing for one year. You can only receive credit one time for viewing this program (live or recorded). The recording will be eligible for CE credit for Institute certifications.

Speaker Biography

Matt Sommer is Head of Specialist Consulting Group at Janus Henderson Investors. His team consists of various subject matter experts across several disciplines including retirement planning, wealth advisory, practice management, and investment strategies. They provide clients actionable insight and expertise they can implement into their business practice to retain and gain clients. Before assuming his current role in 2023, Matt was head of the firm’s defined contribution and wealth advisor services team and lead behavioral finance researcher and wealth strategist. Prior to joining Janus in 2010, Matt spent 17 years at Morgan Stanley Wealth Management and its predecessors, Citi Global Wealth Management and Smith Barney, during which time his roles included director of financial planning and director of  retirement planning. Matthew received his bachelor’s degree in finance from the University of Rhode Island and an MBA with  a concentration in finance from Pace University, Lubin School of Business. He received a doctorate degree (dissertation: Three Essays Investigating the Bequest Intentions and Expectations of Older Adults) from Kansas State University. His doctoral candidacy research was selected for publication in the Journal of Financial Planning and the Journal of Personal Finance. Matthew is a frequent guest on CNBC and Bloomberg TV, a regular contributor to Kiplinger’s Building Wealth column and has been extensively quoted in various industry publications including the Wall Street Journal, Barron’s, and Investment News. He has 30 years of financial industry experience.

 

Thank You to Our Sponsor:

 

 Janus Henderson logo in transparent PNG and vectorized SVG formats